“It would be prudent for any firm subject to a new FCA investigation to ask the regulator up front if it intends to publish an anonymised announcement.“
Our Partner Tracey Dovaston shares her thoughts with Law360 on the Financial Conduct Authority’s (FCA) new enforcement policy, which marks a noticeable shift in regulatory tone and approach.
The article examines the FCA’s move to publicise investigations on an anonymised basis, an approach designed to inform the market and promote compliance, but one that carries a significant risk of speculative identification.
Read more here.
